Key Visual KI-Verordnung 3

3. Who needs to observe the rules of the AI regulation?

The AI regulation differentiates between several actors, each with distinct obligations. It is crucial to determine whether you act as a provider or an operator of an AI system. These roles define which rules apply to you.

Podcast

Folge 3: Über Rollen und ihre Regeln

Wer mit KI arbeitet, muss wissen: Nicht jede Rolle ist gleich – und nicht jede Pflicht trifft jeden. In der dritten Folge des Podcasts zur KI-Verordnung geht es darum, welche Regeln für Anbieter und Betreiber von KI-Systemen relevant sind. Wie können Unternehmer ihre Rolle richtig einordnen, und worauf sollten sie achten? Antworten gibt Rechtsanwalt Matthias Orthwein im Gespräch mit dem DIHK-Experten Arian Siefert.

Who is a provider?

A provider of AI systems is anyone who develops an AI system, attaches their name or brand to it, or makes significant modifications. This includes both companies based in the EU and providers outside the EU if their AI systems are used within the EU.

Likewise, anyone who purchases another provider's AI system to offer it under their own name (e.g., as “IHK-GPT”) to their customers (such as a service chatbot) automatically assumes the role of a provider by attaching their own label to the system.

The key obligations for providers depend on the risk classification of the AI system. Providers are required to prepare declarations of conformity, establish risk and quality management systems, and supply relevant technical documentation.

Who is an operator?

Operators of AI systems are businesses that use AI systems in their operations or offer products or services to end-users in the EU through these systems. For instance, a business may use an AI system to review and pre-sort incoming invoices from suppliers. Other examples include AI systems utilised in customer support.

Operators of such AI systems must ensure compliance with the providers’ guidelines, monitor risks, and report incidents. For instance, if an AI system intended solely for low-risk applications, such as chatbot functions, is instead used in high-risk domains (e.g., automated applicant management) in contradiction to the provider’s guidelines, the operator inadvertently becomes the provider of a high-risk AI system and must comply with all associated extensive obligations.

Other actors

In addition to providers and operators, there are other actors involved in the provision of AI systems who are subject to the AI regulation:

  • Importers and traders in the EU who distribute AI systems,
  • Product manufacturers who integrate AI systems into their products,
  • Authorized representatives of third-country providers who act as contact points within the EU.

Top tips

How can you determine which rules apply to you?

  • Clarify your role: Consider whether you are a provider or an operator (= user) of an AI system. Providers have more extensive obligations than operators.
  • Check the risk profile: Determine which risk category applies to the AI system you are using. This determines the extent of the regulatory requirements.
  • Ensure responsibility: If you use AI systems from third-party providers, ensure they comply with the AI regulation and that you meet all operator obligations, especially adhering to the provider's application instructions.
  • Demand compliance: As the operator of the AI system, ask the provider to supply the necessary guidance, documentation, and application instructions so you can fulfill your operator obligations.

Relevant in topic:
Key areas:
  • Digitalisierung

Ansprechpartner

Siefert, Arian_quad

Arian Siefert

Director Digital Economy

Jonas Wöll_quer

Jonas Wöll

Director Digital Single Market, EU Transport Policy, Regional Economic Policy